CasEngine by CodEngines
Conflict checks & KYC

Conflict check and KYC software for law firms.

Screen every new matter against your whole book of business, and run client due diligence with a documented approve or reject trail.

The problem

Before you can act for someone, you have to be certain you have never acted against them.

In most firms that certainty comes from a partner's memory, a search of the shared drive, and an email round the office asking whether the name means anything to anyone. It usually works. The once it does not is the one that reaches the regulator — and by then nobody can show what was checked, by whom, or on what day.

How it works

Taking on a client, start to finish.

  1. 01

    A name arrives

    Enter the prospective client and the other side. That is enough to begin — no file has to be opened and nothing has to be set up first.

  2. 02

    Everything you hold is searched

    CasEngine looks across every client, matter, case, project and enquiry in the system. It matches on similarity rather than exact spelling, so a name written one way in 2019 and another way today still finds itself. Each result shows how close the match is and where it came from.

  3. 03

    The client fills in their own file

    Send a secure link and the client completes the questionnaire themselves, in Arabic or English: beneficial owners and directors, citizenships, the declarations you are required to collect, and whichever documents your firm asks for. Reminders chase them, so a partner does not have to.

  4. 04

    Someone decides, and the reason is kept

    Clear the matter or decline it. Anything that needs a second opinion can be flagged so it reaches a partner before the file is opened rather than after — and the flag stays next to the answers that raised it.

  5. 05

    The file can be produced years later

    The search and the completed questionnaire export as dated PDFs naming who ran them and what was searched. When somebody asks what you did before taking the client on, the answer is a document, not a reconstruction.

See it

The same thing, on screen.

Searching 11,022 records for a new prospect — a 94% match on an opposing party, then a cleared check filed as PDF.

Outcomes

What changes for the firm.

In detail

Everything included, in one place.

Conflict of interest screening

Every prospective matter is screened against the clients, matters, cases, projects and leads already in the system before it is opened. Matching is by similarity rather than exact spelling, so a name recorded differently the second time still surfaces.

PEP and sanctions declarations

The KYC form captures declared exposure — politically exposed persons and their close family, sanctioned persons, sanctioned jurisdictions and any restrictions imposed — each with the client's own remarks, held on file as the record of what was asked and what was answered.

Identity and document capture

Passport and identity details, issue and expiry dates, place and date of birth and the supporting documents are captured on the client record, so the evidence behind an onboarding decision sits with the client rather than in somebody's inbox.

Client due diligence workflow

Send the client a secure link, in Arabic or English, and they complete the questionnaire themselves — UBO and director declarations, citizenships, and whichever documents your firm requires. Status, reminders and the full history stay visible to the team throughout.

High-risk escalation

An onboarding file can be flagged high-risk so it goes to a partner for a decision before the matter opens, with the flag kept alongside the answers that prompted it.

Data retention and auditing

KYC records are retained inside the platform to meet retention requirements, and both the screening history and the completed KYC form export as PDF for the ethics file.

FAQ

Common questions about this feature.

When a matter is created, CasEngine screens the client and related parties against every client, matter, case, project and lead already in the system. Matching is by similarity, so alternative spellings and near-misses still appear, each with a match score and the parts of the system it was found in. The decision — cleared or declined — is recorded and kept as a dated PDF naming who ran it.

Related

Works with the rest of the platform.

See it on your own matters

A short walkthrough with our team, using the kind of work your team handles day to day.